FSIVoice of independent financial services firms and independent financial advisors
  • FSI Updates

  • FSI Statement on New FINRA CEO

    FSI released a statement from FSI President & CEO Dale Brown on new FINRA President & CEO, Robert Cook.

    Lawsuit Filed Challenging DOL Fiduciary Rule

    FSI – along with a coalition of other trade associations – filed a legal challenge against the Department of Labor (DOL) over the fiduciary rule.

    Statement on DOL Fiduciary Rule

    High-level background facts of the Department of Labor's (DOL) final fiduciary rule have been released. FSI released a statement from President & CEO Dale Brown.

  • Issues

    Our principal goal at FSI is to promote a healthier regulatory environment for independent financial services firms and their affiliated financial advisors through constructive and effective advocacy. This is done through a combination of advocacy and grassroots efforts. View our top issues.

  • Advocacy Center

    Advocacy is not a spectator sport. It’s involvement, engagement, influence, education, and awareness. Our Advocacy Action Center includes intelligence and insight on all the issues and is designed to help you get involved with simple but effective steps. Get involved.