FSI Announces Changes to its Board
New Vice Chair and PAC Chair to continue strong leadership focus.
FSI Poll: Midterm Elections, Industry Issues
FSI today released the results of the latest poll of independent financial advisors focusing on the upcoming midterm elections and critical industry issues.
Update: Agent Compensation Disclosure
FSI and SIFMA wrote a letter on how the rule is preempted by the National Securities Markets Improvement Act. After receiving it, the Division announced it would revise the rule.
Our principal goal at FSI is to promote a healthier regulatory environment for independent financial services firms and their affiliated financial advisors through constructive and effective advocacy. This is done through a combination of advocacy and grassroots efforts. View our top issues.
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