FSI today announced the formation of a task force to address FINRA’s
Comprehensive Automated Risk Data System (CARDS).
FSI organized two financial literacy events with FSI members and U.S. Members of Congress at Cardinal Ritter College Preparatory High School in St. Louis, MO, and the Columbus City Preparatory Schools for Girls in Columbus, Ohio.
Our principal goal at FSI is to promote a healthier regulatory environment for independent financial services firms and their affiliated financial advisors through constructive and effective advocacy. This is done through a combination of advocacy and grassroots efforts. View our top issues.
Advocacy is not a spectator sport. It’s involvement, engagement, influence, education, and awareness. Our Advocacy Action Center includes intelligence and insight on all the issues and is designed to help you get involved with simple but effective steps. Get involved.