FSI released its white paper on outside business activities (OBAs). The white paper provides important benchmarking for independent financial services firms and information on ways firms seek to identify undisclosed OBAs.
FSI submitted a comment letter to FINRA regarding potential enhancements to certain engagement programs. Read the statement from President & CEO Dale Brown on the letter.
FSI applauds the U.S. House of Representatives’ passage of the Financial CHOICE Act of 2017. Read the statement released by FSI President & CEO Dale Brown regarding the bill's passage.
Our principal goal at FSI is to promote a healthier regulatory environment for independent financial services firms and their affiliated financial advisors through constructive and effective advocacy. This is done through a combination of advocacy and grassroots efforts. View our top issues.
Advocacy is not a spectator sport. It’s involvement, engagement, influence, education, and awareness. Our Advocacy Action Center includes intelligence and insight on all the issues and is designed to help you get involved with simple but effective steps. Get involved.