FSI Announces Formation of FINRA CARDS Task Force
FSI today announced the formation of a task force to address FINRA’s
Comprehensive Automated Risk Data System (CARDS).
FSI Hosts Second Annual Financial Advisor Summit
In just two years, the Summit has become a can’t-miss
event, with nearly 400 FSI members from around the country coming together.
FSI Adds New Financial Advisor Members from Two Firms
Spire Investment Partners and Portfolio Resources Group announced their independent financial advisors are now FSI financial advisor members.
Our principal goal at FSI is to promote a healthier regulatory environment for independent financial services firms and their affiliated financial advisors through constructive and effective advocacy. This is done through a combination of advocacy and grassroots efforts. View our top issues.
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