FSI Adds Nearly 150 New Members
In another strong show of support for FSI, Moloney Securities announced that nearly 150 of their independent financial advisors are now new FSI financial advisor members.
FINRA Rule Review Kicks Off
FINRA is conducting a retrospective review of rules to assess their effectiveness and efficiency. The comments inform decisions about ther relevance.
Social Media Update: New York
Members of FSI’s advocacy team traveled to New York for the second time this year to meet with members of the New York City Council.
Our principal goal at FSI is to promote a healthier regulatory environment for independent financial services firms and their affiliated financial advisors through constructive and effective advocacy. This is done through a combination of advocacy and grassroots efforts. View our top issues.
Advocacy is not a spectator sport. It’s involvement, engagement, influence, education, and awareness. Our Advocacy Action Center includes intelligence and insight on all the issues and is designed to help you get involved with simple but effective steps. Get involved.