“7: MEASURES OF SUCCESS”
In 2010, our seventh year as the voice of independent broker-dealers and independent financial advisors, we saw changes in Congress, SEC leadership, FINRA leadership, NASAA, state Governors, and House and Senate committees. We continued reading about Ponzi schemes, closed banks and failed financial firms. We also celebrated that our broker-dealer members are healthy, prospering and adapting to change. And, our financial advisor members are positioning themselves to fulfill their role as the advisors of choice for Main Street investors. 2010 will certainly go down in history as an extraordinarily active year for legislative and regulatory proposals affecting the financial services industry – and for vigorous and effective engagement by FSI and its members in advancing the mission of FSI. This is how FSI marked Year 7.
Click Here to Read the Full 2010 Year in Review
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