FSI supports the adoption of legislative and regulatory changes that recognize the increasing use of technology in the marketing, operational processing, and supervision of financial advice, products, and service. To that end, we have championed many projects to promote the increasing use of technology.
Click on the documents for more information.
Information Security White Paper (40 pages in PDF)
State Privacy Law Summary (5 pages in PDF)
Frequent Request by the SEC During Privacy and Safeguarding Exams (5 pages in PDF)
David Bellaire, Esq.Executive Vice President & General Counsel 202 803-6061Email David