The persons listed in this directory are former personnel of FSI broker-dealer member firms seeking employment. The directory's purpose is to help establish contact between those who need and those who offer employment; it does not imply FSI's endorsement of any person(s) listed below. FSI does not investigate or confirm statements of expertise made by FSI members who provide resumes. Professional qualifications and compensation must be discussed directly with the FSI member.
The listings in the directory are categorized by area of expertise: Compliance, Executive, Investment Advisory, Marketing and Operations.
If you are a former employee of an FSI broker-dealer member firm and would like to submit a resume for inclusion in the directory, please e-mail your name, area of expertise, recent job title and a resume in a PDF to Kevin Whitehead. All listings will be removed from the directory after 90 days from posting date.
Name: Randall Ciccati
Previous Title: President/CEO
RESUME Posted 05-19-11
Name: Thomas Hanson
Previous Title: Vice President, Operations
RESUME Posted 06-10-11