In 2013, FSI will be conducting regional discussions in different regions of the country for the compliance, operations, and technology professionals of our broker-dealer members. This year's Regional Discussions will take place at the following locations:
Compliance, operations, and technology professionals of our broker-dealer members.
FSI's Ambassador Clearing and Premier Sponsors may each send two attendees to this meeting.
This roundtable discussion includes interactive discussions modeled after our closed-door discussions at our annual conference, these events will provide an opportunity for you to hear from your colleagues at other broker-dealers. You will also learn how they are managing and overcoming increasingly complex compliance and operational/technology challenges. You will go home refreshed with great ideas that can be implemented immediately.
For more information about FSI's Regional Discussion events, contact: