• October Regional Discussions

    In 2013, FSI will be conducting regional discussions in different regions of the country for the compliance, operations, and technology professionals of our broker-dealer members. This year's Regional Discussions will take place at the following locations:

    Recommended Participants

    Compliance, operations, and technology professionals of our broker-dealer members.

    Related Stakeholders

    FSI's Ambassador Clearing and Premier Sponsors may each send two attendees to this meeting.

    Event Overview

    This roundtable discussion includes interactive discussions modeled after our closed-door discussions at our annual conference, these events will provide an opportunity for you to hear from your colleagues at other broker-dealers. You will also learn how they are managing and overcoming increasingly complex compliance and operational/technology challenges. You will go home refreshed with great ideas that can be implemented immediately.

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