• Regional Discussions

    In 2013, FSI will be conducting regional discussions in different regions of the country for the compliance, operations, and technology professionals of our broker-dealer members. This year's Regional Discussions will take place at the following locations:

    Recommended Participants

    Compliance, operations, and technology professionals of our broker-dealer members.

    Related Stakeholders

    FSI's Ambassador Clearing and Premier Sponsors may each send two attendees to this meeting.

    Event Overview

    This roundtable discussion includes interactive discussions modeled after our closed-door discussions at our annual conference, these events will provide an opportunity for you to hear from your colleagues at other broker-dealers. You will also learn how they are managing and overcoming increasingly complex compliance and operational/technology challenges. You will go home refreshed with great ideas that can be implemented immediately.

    August Event Schedule

    View complete schedule.

    Wednesday, August 14, 2013

    3:00PM – 5:00PM

    Optional Discussion between broker-dealer and clearing firms

    (space is limited, RSVP required)

    6:00 pm

    Optional Dine Arounds

    Thursday, August 15, 2013

    8:00AM – 4PM

    Full Group Discussion

      • Agenda items will include a variety of hot topics impacting independent broker-dealers.
      • (Continental Breakfast & Lunch will be provided)

    4PM

    Program Adjourns

    August Event Registration

    Space is limited. Click here to register. Registration closes on August 7, 2013.

    These member only regional discussions are complimentary for FSI members. Don’t miss this opportunity to gain valuable insight and networking.

    August Event Location

    Broadridge Financial Solutions, Inc.
    One Park Avenue, 12th Floor
    New York, NY 10016

    August Event Hotel and Travel

    There are many hotels within a mile of Broadridge Financial Solutions, Inc. at various prices and hotel amenities. If you need a hotel reservation, please click here for a list of hotels. You will be responsible for securing and paying for your hotel reservation. If you need to cancel, please contact the hotel directly to cancel your reservation. Grand Central Terminal is 0.6 miles from Broadridge Financial Solutions, Inc. New York has three main airports for travel into and out of the city; John F. Kennedy International Airport (JFK), LaGuardia Airport (LGA), and Newark International Airport (EWR).

    Cancellation

    If you need to cancel, please let us know at events@financialservices.org.

     

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