FSI
  • ERISA Requirements for Disclosures Related to Brokerage Accounts

    by Fred Reish and Bruce Ashton, Drinker Biddle & Reath LLP

     

    Broker-dealers face a number of challenges with their ERISA plan customers under the new 408(b)(2) disclosure regulation. Perhaps the most difficult problem is the disclosure requirement for individual brokerage accounts in the 401(k) plans. The purpose of this article is to bring some clarity to that "problem."

     Click here to read the full article.

  •  Contact Sidebar Image  

    Who to Contact 

    If you have questions, please contact:

    Cristy Zuazua
    Digital Strategy Manager
    202 350 3956
    Email Cristy