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  • Overview

    Over 120 broker-dealer members – representing 62 percent of all registered representatives who practice as independent advisors – and more than 14,000 individual advisor members. That’s why we can say we’re a voice in Washington . . . a steward of the industry . . .  an advocate for clients.


    We follow a three-part advocacy strategy on your behalf:

    • Robust involvement in FINRA governance
    • Constructive engagement in the regulatory process
    • Effective influence on the legislative process


    We stand for a vision of professional advice for all Americans. We invite you to stand with us.

     

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    Since 2004, we’ve been the only advocacy group working in Washington and the states on behalf of the independent broker-dealer and independent financial advisor. We’re helping protect your vital role in serving millions of American families and are committed to preserving the independent business model through advocacy, education, and public awareness. Our efforts are focused on creating a healthy regulatory climate in which you can do what you do best – provide quality and affordable financial advice, products, and services to your clients.