General Information

Attendee Qualifications 

Only retail broker-dealer home office employees, a limited number of FSI Sponsor personnel, and paid exhibitors qualify to attend this meeting.  For questions about attending contact us at membership@financialservices.org.

Cancellation/refund policy 

All registration fee refunds are based on U.S. postmark date of written request or the date the e-mail was sent: On or before Friday, January 14 – full refund less $75 processing fee; after January 14, no refunds.

FSI does not have an inclement weather policy. Please direct any questions to membership@financialservices.org.

Dress

Business or business casual

OneVoice 2011: Hotel and Transportation 

Phoenix Downtown Sheraton
340 North Third Street
Phoenix, AZ 85004
(602) 262-2500

OneVoice 2011: Golf Tournament
Monday, January 31
Wild Horse Pass Golf Resort

CE Credit

FSI has applied for certification from the Certified Financial Planner Board of Standards (CFP® Board), the Society of Financial Services Professionals, and Professional Achievement in Continuing Education (PACE). Because continuing educations requirements vary widely among agencies and jurisdictions, it is not possible to obtain pre-acceptance from all groups. Courses accepted for continuing education credits will be posted at financialservices.org when available.

FSI has applied for CLE credits. The states approval will also be posted at financialservices.org when available.  

OneVoice Discussions

Join your peers from other broker-dealers for a morning of dialogue on issues important to CEOs and professionals in Compliance, Investment Advisory, Marketing, and Operations. Discussions are always a much-anticipated feature of OneVoice – you and your peers set the agenda and determine the discussion focus. The result is meaningful topics, candid conversations, and constructive problem-solving. Again this year: Discussions are Wednesday, February 2, from 8:00am to noon. Don’t miss out on this great opportunity to come together with others who share your issues of interest. Please note that Discussions are open only to broker-dealer home office employees. 

Conference Materials

As always, OneVoice 2011: FSI Broker-Dealer Conference is paper-less for session handouts!

While not paper-free, we are working to improve the quality and timeliness of the resources we provide to you through this program.  The majority of the materials and resources will be provided to you on the FSI web site and will be accessible before, during and after the program.

If you prefer to have copies of session handouts with you, print them before you leave home.  Session materials can be found on the Conference Schedule.

Exhibit Hall Hours 

Consent to Use of Photographic Images 

Registration and attendance at or participation in FSI meetings and other activities constitutes an agreement by the registration to FSI’s use and distribution (both now and in the future) of the registrant or attendee’s image of voice in photographs, videotapes, electronic reproductions and audiotapes of such events and activities.