Our 16-person 2013 board of directors is led by Lawrence Roth and Michael Mungenast vice chair. Larry has over 30 years of experience in financial services and is CEO of Advisor Group, the nation’s largest independent broker-dealer network. Mike is CEO and president of ProEquities, Inc., a leading broker-dealer for independent financial advisors, since 2002.
The FSI management team is headed by Dale E. Brown, CAE, president and CEO, who has led FSI since its founding in 2004.
FSI has five advisory councils, each headed by a volunteer member who also serves on the board. These councils provide guidance and direction to the FSI board and staff on issues in different areas of the industry: Compliance, Marketing, Growth & Development, Investment Advisory Services, Operations, and Financial Advisors. FSI also has three task force committees, one for the annual OneVoice Broker-Dealer Conference, one for the Financial Advisor Summit and another for the FSI Broker-Dealer Study.
Learn more about each council and committee purpose and their volunteer leaders.