FSI is pleased to provide two important resources to FSI member firms to assist them with addressing the complex issues associated with meeting their regulatory obligation to protect client information and data from unauthorized disclosures to third parties.
If you are a home office employee of an FSI broker-dealer member firm, follow the links below to download these members-only documents.
Please note: To access these documents you will be prompted to enter your e-mail address and password. If you are unsure of your password follow the 'Find Me' link at the bottom of the login page.
CLICK HERE to download the FSI Information Security White Paper. Updated 12-16-09
CLICK HERE to download the FSI State Privacy Law Summary. Updated 12-15-09
If you are not a member of FSI, click here to join now or e-mail us at membership@financialservices.org.