• Resources & Reference

    Advocacy Action Center

    Learn all the nuances of a new rule or compliance requirement coming your way. Write a letter to your senator or representative and frame the issue for results. Discover what a political action committee is and how you can support FSI PAC. Contribute now.


    Each quarter, read in-depth features on legislative and regulatory issues and learn more about our events, leaders, and advocacy activities in FSIVoice, our member newsletter. View archives.


    FSI conducts quarterly surveys to learn more about members’ thoughts and opinions on regulatory and business issues affecting independent broker-dealers and financial advisors. Key findings from each survey are made available. View all research.