• Resources & Reference

    Advocacy Action Center – Learn all the nuances of a new rule or compliance requirement coming your way. Write a letter to your senator or representative and frame the issue for results. Discover what a political action committee is and how you can support FSI PAC.

    FSIVoice – Each quarter, read in-depth features on legislative and regulatory issues and learn more about our events, leaders, and advocacy activities in FSIVoice, our member newsletter.

    Research – FSI conducts quarterly surveys to learn more about members’ thoughts and opinions on regulatory and business issues affecting independent broker-dealers and financial advisors. Key findings from each survey are made available.

  •  

    MPower Icon Bottom