FSI National Discussions June 27 -29, 2011 The James Chicago Chicago, IL REGISTER TODAY!
FSI’s National Discussions include three days of outstanding networking and information sharing exclusively for executives and senior managers of broker-dealer member firms. Four discussions are available: Operations and Technology, Investment Advisory Services, Compliance and CEO.
You’ll hear from your broker-dealer compliance colleagues about how they’re managing and overcoming the hurdles of an increasingly complex regulatory environment. You’ll go home with new ideas you can implement right away.
Join other operations executives and managers to share ideas and exchange views on all aspects of independent broker-dealers operations.
The CEO Discussion brings broker-dealer senior executives together with their peers to share information, have in-depth discussions on important current topics, and create on-going dialogue and networking. Open to broker-dealer Presidents and CEOs only.
Broker-Dealer Industry professionals engage in a meaningful discussion of the skills, strategies, and knowledge needed to succeed in the business of wealth management. Exchange views and share ideas with your colleagues on the timely issues facing investment advisors in today’s competitive and complex business environment.
Attendance for this event is only open to and is free for home office employees of FSI Broker-Dealer members. Register early as space is limited. Please note – A $100 charge will be assessed for no-shows in order to cover guaranteed food expenses.
Monday, June 27
Tuesday, June 28
Wednesday, June 29
10 a.m.– 4:30 p.m. - Tech & Ops Discussion
8 a.m. – 4 p.m.- Compliance Discussion (includes breakfast)
8 a.m - noon - CEO Discussion (includes breakfast)
Noon - 1 p.m. Group Lunch
Noon –1 p.m. - Group Lunch
1 p.m. – 4 p.m. - Investment Advisory Services Discussion
1 p.m. - 5 p.m. - Board of Directors Meeting
5 p.m. - 7 p.m. - Reception
7 p.m. - 9 p.m. - CEO DinnerOpen to broker-dealer Presidents and CEOs only.
The James Chicago is the FSI host hotel for all National Discussion activities.
55 East Ontario Chicago, IL 60611 Local: 312 337-1000 Toll-Free: 888 526-3778 Please register at www.jameshotel/reserve and use the use group code CFSI0625
55 East Ontario Chicago, IL 60611 Local: 312 337-1000 Toll-Free: 888 526-3778
Please register at www.jameshotel/reserve and use the use group code CFSI0625
For the James Chicago:
Check-in time is 3 p.m. Check-out time is Noon.
Cancellations made after 72 hours prior to arrival will incur a cancellation fee of one night's room and tax.
Conference attire is business or business casual.A full breakfast will be served on Tuesday and Wednesday. Lunch is served at noon Monday and Tuesday.