• Advisor Calendar of Events

    2011 

     

    January

    January 19, 2011, 4 pm ET
    Advisor Briefing
    Conference Call

     

    February

    February 16, 2011, 4 pm ET
    Advisor Briefing
    Conference Call

     

    March

    March 16, 2011
    Investment Adviser Town Hall Meeting presented by Kentucky Securities Division
    9:30 a.m. - 12:30 p.m.
    Northern KY Area Development District
    22 Spiral Drive
    Florence, KY 41042
    Registration Information

     

    March 18, 2011
    Investment Advisory Orientation presented by Ohio Division of Securities
    10 a.m.
    Verne Riffe Center for Government and the Arts
    77 South High Street
    31st Floor South B and C conference rooms
    Columbus, OH  43215
    Registration Information

     

    March 21, 2011

    Investment Advisor Seminars presented by the Michigan Securities Division
    8:30 a.m. to Noon
    (recommended for current state-registered investment advisers)
    1 p.m. to 4:30 p.m.
    (recommended for investment advisers transitioning from SEC to state registration)
    MSU Management Education Center
    Eli Broad Graduate School of Management
    811 W. Square Lake Road, Room 106
    Troy, Michigan 48098
    Registration Information

     

    March 22, 2011
    Investment Adviser Town Hall Meeting presented by Kentucky Securities Division
    9:30 a.m. - 12:30 p.m.
    Kentucky Society of Certified Public Accountants
    1735 Alliant Avenue
    Louisville, KY 40299
    Registration Information

     

    March 23, 2011, 4 pm ET
    Advisor Briefing
    Conference Call

     

    March 29, 2011
    Investment Adviser Town Hall Meeting presented by Kentucky Securities Division
    9:30 a.m. - 12:30 p.m.
    Green River Area Development District
    3860 Highway 60 West
    Owensboro, KY 42301
    Registration Information

     

    March 31, 2011
    Investment Adviser Switch Conference presented by the Indiana Securities Division
    1:30 p.m. to 4 p.m.
    Indiana Government Center South Auditorium
    302 W. Washington St.
    Indianapolis, IN 46204
    Registration Information

     

    April

    April 7, 2011
    Investment Advisor Workshop presented by North Carolina Securities Division
    10 a.m. - 2 p.m.
    Small Business Center
    Forsyth Technical Community College
    Chamber Building
    601 West 4th Street, Suite 105
    Winston-Salem, NC 27101
    Registration Information

    April 20, 2011, 4 pm ET
    Advisor Briefing
    Conference Call

    April 20, 2011
    Investment Advisory Orientation presented by Ohio Division of Securities
    10:30 a.m.
    Frank J. Lausche State Office Building
    615 West Superior Avenue
    2nd Floor Auditorium
    Cleveland, OH  44113
    Registration Information
     

    May

    May 19, 2011
    Investment Advisory Orientation presented by Ohio Division of Securities
    10:30 a.m. ET
    Carew Tower
    441 Vine Street
    36th Floor Conference Room
    Cincinnati, OH  45202
    Registration Information

     

    October

    October 4-5, 2011
    Advocacy Summit
    Westin Washington City Center
    Washington, D.C.
    Click here for event details.
    REGISTRATION OPEN!


     

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