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  • Broker-Dealers

    We’re over 120 broker-dealer members representing more than 188,000 independent advisors who are FINRA-registered and who serve more than 15 million American families and small businesses. We’re your voice in Washington. And we stand for three important principles: professional advice and guidance for “Main Street” America, sustaining and growing the independent broker-dealer model, and rulemaking through engagement.


    Read how  FSI tells your story    – and how you can too. 


    Listen to a podcast


    Participate in a Regional Discussion or an online conversation with your peers on FSI Connections.


    Use the compliance tools available to members only.

     

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