FSI Broker-Dealer Financial Performance and Compensation Study

An important and valuable benefit of FSI Broker-Dealer membership is the opportunity to participate in the FSI Broker-Dealer Financial Performance and Compensation Study.

The Study provides detailed benchmarking data of the independent broker-dealer community. It is issued in two separate reports — one analyzing the financial performance of the broker-dealer firms and the other addressing the compensation of broker-dealer home office personnel.

How to Participate

FSI Broker-Dealer members are encouraged to participate in both parts of the Study. The results are presented in the aggregate, with no identifying firm information, so participants may rest assured that their data will remain confidential.

Only FSI Broker-Dealer member firms are eligible to participate in the survey or receive a copy of the Study. It is not available for purchase to anyone else. The survey is now closed. If your firm would like to participate in the survey, please contact Kathryn Anderson, Director of Corporate Relations.

Participant Benefits

Study participants will receive a complimentary copy of the report(s) for which they submit survey data. Complimentary Study Reports will be distributed to all participants in August.

How to Purchase

FSI Broker-Dealer members who did not participate in the Study may purchase the Study at a price of $2,000 for any one report, or $3,500 for both.