• FSI Broker-Dealer Financial Performance and Compensation Study


    An important and valuable benefit of FSI Broker-Dealer membership* is the opportunity to participate in the annual FSI Broker-Dealer Financial Performance and Compensation Study.

    The Study provides detailed benchmarking data of the independent broker-dealer community.  It is issued in two separate reports – one analyzing the financial performance of broker-dealer firms and the other addressing the compensation of broker-dealer home office personnel.


    Click here to view and listen to a web conference discussing the 2011 FSI Broker-Dealer Financial Performance Study Results. You must be employed by an FSI Broker-Dealer member firm to login and view this page. FSI Broker-Dealer member firms who did not participate will have the opportunity to purchase the Study at a price of $2,000 for any one report, or $3,500 for both.  Only FSI Broker-Dealer members are eligible to purchase the Study.

    If you have any questions, please contact Kevin Whitehead, Director of Corporate Relations at kevin.whitehead@financialservices.org.

    *Only FSI Broker-Dealer member firms are eligible to participate in the survey or receive a copy of the Study.

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    Who to Contact 

    If you have any questions, please contact:

    Kevin Whitehead
    Director of Corporate Relations
    770 980-8497
    e-mail Kevin