• Resources & Reference

    Advocacy Action Center

    Learn all the nuances of a new rule or compliance requirement coming your way. Write a letter to your representatives and frame the issue for results. Discover what a political action committee is and how you can support FSI PAC.

    Financial Performance & Compensation Study

    The annual FSI Financial Performance & Compensation Study provides detailed benchmarking data of the independent broker-dealer community in two separate reports — one analyzing the financial performance of broker-dealer firms and the other addressing the compensation of broker-dealer home office personnel. Learn more.


    Each quarter, read in-depth features on legislative and regulatory issues and learn more about our events, leaders, and advocacy activities in FSIVoice, our member newsletter. View archives.