• Broker-Dealer Membership

    FSI Broker-Dealer membership is open to retail broker-dealer firms who serve independent contractor registered representatives and meet the following criteria:

      1. Must be doing business with the public (not a wholesale distributor only),
      2. Must be selling the products of more than one unaffiliated product company, and
      3. Must be a member in good standing of the Financial Industry Regulatory Authority (FINRA).

    Financial Services Institute members benefit from key areas of value:

    Advocacy Issues

    Our principle value proposition for independent broker-dealers and independent financial advisors is advocacy. And advocacy is not a spectator sport. It’s involvement, engagement, influence, education, and awareness.

    Events and Education

    FSI holds multiple live education and networking events throughout the year for home office employees of Broker-Dealer members. Members also have access to On Demand Web Conferences and podcasts on various industry related topics.  

    Resources and Reference

    Members have access to a multitude of resources and reference materials including the annual Broker-Dealer Performance & Compensation Study, a private online community, and reports and documents.

    Membership Application

    Click here to download a fillable membership application (4 pages in PDF).
     
     

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    Contact Sidebar Image   

    Who to Contact 

    If you have any questions, please contact:

    Kevin Whitehead
    Director of Broker-Dealer Relations
    770 980-8497
    e-mail Kevin