• Broker-Dealer Calendar of Events

    2011

    Regional Compliance and Operations & Technology Discussions - BOSTON, MA
    September 1 – Operations & Technology
    September 2 – Compliance
    Hosted by: Signator Investors
    601 Congress Street
    14th Floor
    Boston, MA 02210
    (800) 543-6611
    MPower M Only Click here to register online.

    Regional Compliance Discussion - DALLAS, TX
    September 15 – Compliance
    Hosted by 1st Global
    8150 North Central Expressway, Suite 500
    Dallas, TX 75206
    (214) 706-6442
    MPower M Only Click here to register online.

     

    Regional Compliance and Operations & Technology Discussions - SAN DIEGO, CA
    September 20 – Operations & Technology
    September 21 – Compliance
    Hosted by LPL
    9785 Towne Center Drive
    San Diego, CA 92121-1968
    (858) 450-9606
    MPower M Only Click here to register online.


    Regional Compliance Discussion - LA VISTA, NE
    September 26 – Compliance
    Hosted by Securities America, Inc.
    12325 Port Grace Blvd
    La Vista, NE 68128
    (402) 399-9111
    MPower M Only Click here to register online.

     

    October

    October 4 & 5
    2011 Advocacy Summit
    Westin Washington DC City Center
    Washington, DC
    Click here for event details
    Registration open!

     

    2012

    January

    January 23 -25, 2012

    OneVoice 2012: FSI Broker-Dealer Conference
    Omni ChampionsGate

    Orlando, FL

    Click here to register.

     

     

     

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